Popular Questions
Frequently Asked Questions
01
What types of investments can I make through your brokerage?
You can invest in a variety of securities including stocks, bonds, mutual funds, ETFs, options, and more. We also offer access to alternative investments and managed portfolios.
02
How often will we meet to review my financial plan?
The frequency of reviews depends on your needs and preferences. Typically, we meet with clients quarterly or annually, but we are always available for additional meetings as needed.
03
What services do you offer?
Robert R. Raymond holds various industry-recognized certifications and licenses, such as Series 6, Series 7, Series 24, Series 26, Series 63, and SIE licenses, and CFP® (Certified Financial Planner) designations, ensuring he is well-equipped to provide expert advice.
04
Do you offer personalized investment advice?
Yes, we provide personalized investment advice tailored to your individual financial goals, risk tolerance, and time horizon, ensuring a customized approach to meet your needs.
05
How to join your referral program?
Yes, we offer comprehensive retirement planning services, including assessing your retirement goals, creating a savings plan, and managing your retirement accounts to ensure you are on track to meet your objectives.
06
What is your investment philosophy?
Our investment philosophy is centered around long-term growth, diversification, and risk management. We tailor our strategies to meet the unique needs and goals of each client.
07
Are my investments insured?
Yes, client accounts are protected by SIPC (Securities Investor Protection Corporation) which insures against the loss of cash and securities held by a financially troubled SIPC-member brokerage firm. Additional insurance coverage may also be available.
08
Can you assist with retirement planning?
Yes, we offer comprehensive retirement planning services, including assessing your retirement goals, creating a savings plan, and managing your retirement accounts to ensure you are on track to meet your objectives.